Thomas R. Carper stock trades

Sold (partial) Goldman Sachs Access Treasury 0-1 Year ETF GBIL

$1K–$15K · Traded Aug 6, 2020 · disclosed May 17, 2021 · Spouse · filed 284 days later

Sold (partial) Lord Abbett Ultra Short Bond Fund Class F LUBFX

$1K–$15K · Traded Aug 6, 2020 · disclosed May 17, 2021 · Spouse · filed 284 days later

Bought Cohen & Steers Limited Duration Preferred and Income Fund LDP

$1K–$15K · Traded Aug 6, 2020 · disclosed May 17, 2021 · Spouse · filed 284 days later

Sold (full) Global X - Silver Miners ETF SIL

$1K–$15K · Traded Jul 28, 2020 · disclosed May 17, 2021 · Spouse · filed 293 days later

Sold (partial) Gladstone Capital GLAD

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) Apple AAPL

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Iron Mountain IRM

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Goldman Sachs Access Treasury 0-1 Year ETF GBIL

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) iShares China Large-Cap ETF FXI

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (full) First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought ManTech International MANT

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Pacer Trendpilot US Large Cap ETF PTLC

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Lockheed Martin LMT

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Pacer Data & Infrastructure Real Estate ETF SRVR

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) QUALCOMM QCOM

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought VanEck Retail ETF RTH

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Citigroup C

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (full) Medical Properties Trust MPW

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought L3Harris Technologies LHX

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Pacer Trendpilot US Mid Cap ETF PTMC

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) Skyworks Solutions SWKS

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) ResMed RMD

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (full) Tyson Foods TSN

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) Apollo Global Management APO

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) HA Sustainable Infrastructure Capital HASI

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (full) Catalyst/Millburn Hedge Strategy Fund Class I MBXIX

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought AXIS Capital Holdings Limited AXS

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) NVIDIA NVDA

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Pfizer PFE

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Western Asset Inflation-Linked Opportunities & Income Fund WIW

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (full) Omega Healthcare Investors OHI

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Atlantica Sustainable Infrastructure AY

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) Ares Capital ARCC

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Bought Landmark Infrastructure Partners LP LMRK

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) AbbVie ABBV

$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later

Sold (partial) Tencent Holdings Limited TCEHY

$1K–$15K · Traded Jul 8, 2020 · disclosed May 17, 2021 · Spouse · filed 313 days later

Bought Global X - Silver Miners ETF SIL

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Sold (partial) First Trust Dow Jones Internet Index Fund FDN

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Sold (partial) First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Bought Goldman Sachs Access Treasury 0-1 Year ETF GBIL

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Bought VanEck Retail ETF RTH

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Bought Lord Abbett Ultra Short Bond Fund Class F LUBFX

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Bought Western Asset Inflation-Linked Opportunities & Income Fund WIW

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Bought Fidelity Advisor Focused Emerging Markets Fund FIMKX

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Bought Fidelity Advisor International Cap Appreciation Fund FCPIX

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Bought First Trust Indxx NextG ETF NXTG

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Sold (full) iShares China Large-Cap ETF FXI

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Sold (full) Catalyst/Millburn Hedge Strategy Fund Class I MBXIX

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Sold (full) WisdomTree International SmallCap Dividend Fund DLS

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later

Sold (partial) VanEck Junior Gold Miners ETF GDXJ

$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later