Sen. Thomas R. Carper sold First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS)

Sen. Thomas R. Carper (D-DE) · $1K–$15K · traded Jul 9, 2020

Transaction: Sold (full)
Amount: $1K–$15K
Owner: Spouse
Traded: Jul 9, 2020
Disclosed: May 17, 2021
Days to disclose: 312 (after the 45-day deadline)
Asset type: Other Securities
As filed: First Trust Emerging Markets Small Cap AlphaDEX Fu
Industry: Asset Management - Global · Financial Services

Official filing ↗All of Carper's trades All Congress trades in FEMS

Other trades in this filing

All of Carper's trades →

DisclosedTradeAmount

May 17, 2021
Sold (full) Global X - Silver Miners ETF SIL
$1K–$15K · Traded Jul 28, 2020 · disclosed May 17, 2021 · Spouse · filed 293 days later
$1K–$15K
May 17, 2021
Sold (partial) Gladstone Capital GLAD
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Sold (partial) Apple AAPL
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought Iron Mountain IRM
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought Goldman Sachs Access Treasury 0-1 Year ETF GBIL
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Sold (partial) iShares China Large-Cap ETF FXI
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought ManTech International MANT
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought Pacer Trendpilot US Large Cap ETF PTLC
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought Lockheed Martin LMT
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought Pacer Data & Infrastructure Real Estate ETF SRVR
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Sold (partial) QUALCOMM QCOM
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought VanEck Retail ETF RTH
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought Citigroup C
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Sold (full) Medical Properties Trust MPW
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought L3Harris Technologies LHX
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Bought Pacer Trendpilot US Mid Cap ETF PTMC
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Sold (partial) Skyworks Solutions SWKS
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Sold (partial) ResMed RMD
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Sold (full) Tyson Foods TSN
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K
May 17, 2021
Sold (partial) Apollo Global Management APO
$1K–$15K · Traded Jul 9, 2020 · disclosed May 17, 2021 · Spouse · filed 312 days later
$1K–$15K

Recent Congress trades in FEMS

DisclosedTradeAmount

Apr 28, 2022
Sen. Thomas R. Carper (D-DE)
Sold (full) First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS
$1K–$15K · Traded Feb 12, 2021 · disclosed Apr 28, 2022 · Spouse · filed 440 days later
$1K–$15K
May 17, 2021
Sen. Thomas R. Carper (D-DE)
Sold (partial) First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS
$1K–$15K · Traded Jul 7, 2020 · disclosed May 17, 2021 · Spouse · filed 314 days later
$1K–$15K
Mar 3, 2021
Sen. Thomas R. Carper (D-DE)
Sold (full) First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS
$1K–$15K · Traded Feb 12, 2021 · disclosed Mar 3, 2021 · Spouse
$1K–$15K
Aug 4, 2020
Sen. Thomas R. Carper (D-DE)
Sold (full) First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS
$1K–$15K · Traded Jul 9, 2020 · disclosed Aug 4, 2020 · Spouse
$1K–$15K
Aug 4, 2020
Sen. Thomas R. Carper (D-DE)
Sold (partial) First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS
$1K–$15K · Traded Jul 7, 2020 · disclosed Aug 4, 2020 · Spouse
$1K–$15K

From a periodic transaction report filed under the STOCK Act. Amounts are the ranges members report. Nothing here is investment advice.