Thomas R. Carper stock trades

Sold (partial) Microsoft MSFT

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Sold (full) iShares U.S. Regional Banks ETF IAT

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Sold (full) Chubb Limited CB

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Sold (partial) Catalyst/Millburn Hedge Strategy Fund Class I MBXIX

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Sold (full) First Trust New Opportunities MLP & Energy Fund FPL

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Bought KraneShares CSI China Internet ETF KWEB

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Bought Raytheon Company RTN

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Sold (partial) iShares Core S&P 500 ETF IVV

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Sold (full) Fifth Third Bancorp FITB

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Bought Tyson Foods TSN

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Bought Apollo Global Management APO

$1K–$15K · Traded Apr 2, 2020 · disclosed May 17, 2021 · Spouse · filed 410 days later

Sold (full) BCS Contingent Autocall on CSCO Rate/Coupon: 8.3% Matures: 01/27/2023

$15K–$50K · Traded Apr 28, 2021 · disclosed May 3, 2021 · Spouse

Bought Triterras TRIT

$1K–$15K · Traded Apr 13, 2021 · disclosed May 3, 2021 · Spouse

Sold (full) GAN Limited GAN

$1K–$15K · Traded Apr 13, 2021 · disclosed May 3, 2021 · Spouse

Sold (full) Nuance Communications NUAN

$1K–$15K · Traded Apr 13, 2021 · disclosed May 3, 2021 · Spouse

Bought BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024

$15K–$50K · Traded Apr 9, 2021 · disclosed May 3, 2021 · Spouse

Bought Clearway Energy CWEN

$1K–$15K · Traded Apr 5, 2021 · disclosed May 3, 2021 · Spouse

Sold (full) UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022

$15K–$50K · Traded Apr 1, 2021 · disclosed May 3, 2021 · Spouse

Bought Intel INTC

$1K–$15K · Traded Feb 16, 2021 · disclosed Mar 3, 2021 · Spouse

Bought Goldman Sachs Emerging Markets Equity Fund Institu GEMIX

$1K–$15K · Traded Feb 12, 2021 · disclosed Mar 3, 2021 · Spouse

Sold (full) Gold and GemStone Mining GGSM

$1K–$15K · Traded Feb 12, 2021 · disclosed Mar 3, 2021 · Spouse

Sold (full) First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS

$1K–$15K · Traded Feb 12, 2021 · disclosed Mar 3, 2021 · Spouse

Sold (full) iShares MSCI Emerging Markets ETF EEM

$1K–$15K · Traded Feb 12, 2021 · disclosed Mar 3, 2021 · Spouse

Bought Fidelity Advisor Focused Emerging Markets Fund FIMKX

$1K–$15K · Traded Feb 12, 2021 · disclosed Mar 3, 2021 · Spouse

Exchanged DuPont de Nemours, Inc. (Exchanged) International Flavors & Fragrances Inc. (Received)

$1K–$15K · Traded Feb 5, 2021 · disclosed Mar 3, 2021 · Spouse

Bought ACAP Strategic Fund XCAPX

$15K–$50K · Traded Jan 29, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (partial) DuPont de Nemours DD

$15K–$50K · Traded Jan 27, 2021 · disclosed Feb 1, 2021 · Spouse

Bought Algonquin Power & Utilities AQN

$1K–$15K · Traded Jan 26, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) Pembina Pipeline PBA

$1K–$15K · Traded Jan 26, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) Viavi Solutions VIAV

$1K–$15K · Traded Jan 25, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) EVO Payments EVOP

$1K–$15K · Traded Jan 25, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) Hartford Multifactor Developed Markets (ex-US) ETF RODM

$1K–$15K · Traded Jan 13, 2021 · disclosed Feb 1, 2021 · Spouse

Bought Fidelity Advisor International Cap Appreciation Fund FCPIX

$1K–$15K · Traded Jan 13, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) Conagra Brands CAG

$1K–$15K · Traded Jan 11, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) Datadog DDOG

$1K–$15K · Traded Jan 11, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) ProShares - Short S&P500 SH

$1K–$15K · Traded Jan 11, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) Mandiant FEYE

$1K–$15K · Traded Jan 11, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) ProShares - Short QQQ PSQ

$1K–$15K · Traded Jan 11, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (full) Aerojet Rocketdyne Holdings AJRD

$1K–$15K · Traded Jan 8, 2021 · disclosed Feb 1, 2021 · Spouse

Bought ProShares - Short QQQ PSQ

$1K–$15K · Traded Jan 4, 2021 · disclosed Feb 1, 2021 · Spouse

Bought ProShares - Short S&P500 SH

$1K–$15K · Traded Jan 4, 2021 · disclosed Feb 1, 2021 · Spouse

Sold (partial) DuPont de Nemours DD

$1K–$15K · Traded Dec 30, 2020 · disclosed Jan 7, 2021 · Spouse

Sold (partial) Dow DOW

$1K–$15K · Traded Dec 30, 2020 · disclosed Jan 7, 2021 · Spouse

Bought Tesla TSLA

$1K–$15K · Traded Dec 30, 2020 · disclosed Jan 7, 2021 · Spouse

Bought ALPS Medical Breakthroughs ETF SBIO

$1K–$15K · Traded Dec 30, 2020 · disclosed Jan 7, 2021 · Spouse

Bought Bristol-Myers Squibb Company BMY

$1K–$15K · Traded Dec 30, 2020 · disclosed Jan 7, 2021 · Spouse

Sold (full) Pembina Pipeline PBA

$1K–$15K · Traded Dec 30, 2020 · disclosed Jan 7, 2021 · Spouse

Sold (full) Viatris VTRS

$1K–$15K · Traded Dec 30, 2020 · disclosed Jan 7, 2021 · Spouse

Bought NetApp NTAP

$1K–$15K · Traded Dec 30, 2020 · disclosed Jan 7, 2021 · Spouse

Bought Goldman Sachs Small/Mid Cap Growth Fund Institutio GSMYX

$1K–$15K · Traded Dec 15, 2020 · disclosed Jan 7, 2021 · Spouse